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Faculty are required to implement the following language in course syllabi:

To be compliant with federal law and Northwest Commission on Colleges and Universities (NWCCU)
accreditation requirements, UAF faculty must ensure that all courses where faculty and students are not
physically located in the same space for which students use federal financial aid have regular and
substantive interaction (RSI) between students and instructors. Regular refers to interactions that are
scheduled and predictable. Substantive refers to engaging students in teaching, learning, and assessment,
consistent with course content. As your faculty member, I have included the following actions in the
course to meet RSI requirements: (select a minimum of two below):

• Providing direct instruction
• Providing feedback on student coursework
• Providing course-related information or answering questions
• Facilitating group discussions about content or competencies
• Other instructional activities (please describe)

Context

In order to deliver online education, institutions have always been held to a standard that impacts the ability to distribute federal financial aid to qualifying students. Congress and the U.S. Department of Education (ED) shared regulatory and statutory concerns as more and more students accessed education outside of the traditional brick and mortar classroom. 

Fraudulent use of Title IV funds and concerns over quality led to the development of the 50 percent rule found in the to the – a regulation that disallowed students from receiving federal financial aid if more than half the student population at an institution were enrolled in correspondence courses. The original act was modified over time as technology enhanced the possibilities of distance education. 

Congress differentiated between correspondence courses and distance courses with the distinction of regular and substantive interaction correspondence courses being:

Consequences

Institutional compliance is required and non-compliance can have a variety of consequences, including:

• University fines
• Individual disciplinary action for faculty and or staff
• Loss of the ability to award federal financial aid to students
• Ability to serve U.S. military, veteran, or dependent students
• Ability to offer online education
• Ability to approve new courses and or programs

These are not empty or idle threats.

In September 2020, ED issued a new regulatory action on Distance Education and Innovation that amended the establishing, maintaining, and losing eligibility section of the Institutional Eligibility regulations of the HEA as it relates to distance education and innovation. The rule became effective on July 1, 2021.

The most significant change in this action was clarifying the definitions of distance education and correspondence courses. Distance education supports regular and substantive interaction between the students and the instructor or instructors, either synchronously or asynchronously.

An institution ensures regular interaction between a student and an instructor or instructors by, prior to the student’s completion of a course or competency–

• Providing the opportunity for substantive interactions with the student on a predictable and scheduled basis commensurate with the length of time and the amount of content in the course or competency; and
• Monitoring the student’s academic engagement and success and ensuring that an instructor is responsible for promptly and proactively engaging in substantive interaction with the student when needed, based onsuch monitoringor upon request by the student.

Substantive interaction is engaging students in teaching, learning, and assessment, consistent with the content under discussion, and also includes at least two of the following–

• Facilitating a group discussion regarding the content of a course or competency; or
• Other instructional activities approved by the institution’s or program’s accrediting agency.
• Providing direct instruction;
• Assessing or providing feedback on a student’s coursework;
• Providing information or responding to questions about the course or competency; 

At the University of �黨��Ƶ Fairbanks, RSI with the instructor is essential to differentiate between correspondence courses and interactive distance education courses (online synchronous, asynchronous, and hybrid modalities). This is necessary to comply with federal regulations for financial aid disbursement and .

To address requests for guidance on the Distance Education and Innovation regulations, ED published a in March of 2022 with the following select points of clarification on RSI:

• “Direct instruction” refers to live, synchronous instruction only
• Auto-graded responses do not count as substantive interaction; however providing personalized feedback to students does
• Holding office hours meets the requirement for regular interaction by offering students the opportunity for substantive interaction about a course or competency even if students choose not to participate in the opportunity

Important note about regular interaction: to be fully compliant, interaction must go beyond scheduled and predictable. The regulation highlights monitoring the academic success and engagement levels of students and interacting with themwhen neededas a result of that monitoring. The intent is not to add daily monitoring of each individual student’s activity within an online course on top of normal teaching activities. Rather, to ensure that instructors are aware of whether or not a student is engaged and actively participating in an online course and to take appropriate action to interact with that student as needed.

Examples of this type of monitoring might include:

• Utilizing the “ ” tool in the Canvas Gradebook to reach out to students who meet certain criteria (such as a missing assignment or low grade).
• Encourage participation in campus tutoring services as appropriate
• Review Canvas “ ” on a regular basis
• Issue a alert
• Note any changes to the quality of a student’s assignment submissions
• Evaluate a student’s level of mastery of a concept and provide additional resources

Important notes about substantive interaction: while direct instruction refers to synchronous instruction, online asynchronous courses can still be filled with RSI. Additionally, the regulation requires at least two criteria be used to demonstrate substantive interaction; however the intent is not to have instructors, programs, or even institutions document each and every interaction that occurs in every course. ED clarified in the March 2022 response letter that the expectation is for institutions to establish policies and procedures for RSI that includes regular compliance evaluation in distance education courses.

The UAF Chancellor’s Policy for RSI is currently being developed and reviewed by governance bodies. Opportunity for feedback will be available through shared governance and specific questions can be directed to CTL executive director, Jenn Pedersen.

ED sought after an audit report determined their courses did not meet the criteria (regular and substantive interaction) to be labeled distance education.

ED determined in a federal audit that to students who were enrolled in similarly mislabeled distance education courses and the college was required to return the full amount.

Accreditation agencies also get involved. Scottsdale Community College’s request for 48 new online programs was due in large part to inconsistent standards in the proposed courses and programs and by a marked lack of faculty training for online instruction.

. (PDF)
OLC. UPCEA. WCET
This in-depth article from three of the major online learning organizations in higher education covers three things:

1. The history of how the HEA has regulated distance education over the past thirty years.
2. Concerns and questions about the new rules from a statutory and regulatory standpoint
3. Principles that guide the advocacy efforts of these organizations.

(PDF)
A straight-forward list that clarifies what type of interactions do and do not qualify as RSI.

Sara Nafzgar and Carrie Patterson at Moreno Valley College share the ways they worked with faculty to ensure accreditation, and how humor and straightforwardness was key to their success.